Pet Company Name Change to Include "Blockchain" - Stock Soars - According to a report at CNBC.com, a company known for having a veterinary products patent and developing new ways to test for disease changed its name to Riot Blockchain, and watched its stock soar from $8 per share to $40 per share. The article...

Stock Market Got You Confused? 13 Questions and Answers - The stock market was down, way down, see-sawing, way up, topsy turvy, way down and then up again last week. Stock futures were rising Monday morning. You probably have a ton of questions. From CNN....

Deutsche Bank To Pay About $4.4 Mln To Settle SEC Charge It Misled Consumers - Nasdaq.com - Deutsche Bank To Pay About $4.4 Mln To Settle SEC Charge It Misled Consumers - Nasdaq.com Deutsche Bank AG ( DB ) agreed to pay more than $4.4 million to settle regulatory claims that it failed to supervise traders who misled customers about the...

Securities Regulation Insititute's Need to Know Cases - From  Jim Hamilton’s World of Securities Regulation : "A panel of the Northwestern University Pritzker School of Law Securities Regulation Institute gave an info-packed update on important litigation developments from the past year, including...

SEC Freezes ICO Assets - SEC halts one of the largest 'ICOs' ever as it wades deeper into the murky world of cryptocurrency offerings U.S. Securities and Exchange Commission announces it has obtained a court order to halt and freeze the assets of AriseBank's initial coin...

How Long Does an SEC Investigation Take? - One of the first questions my clients ask when faced with a subpoena from the SEC is how long is this going to take? The answer is not simple, but start here:  How Long Does an SEC Investigation Take? | SECLaw.com

The SEC's Unconstitutional Hearing Process - Will the Supremes Fix It? - We have addressed the bizarre, and unconstitutional situation in SEC administrative proceedings, where the Commission files a complaint, appoints the "prosecutor" and the judge, and creates the rules under which the trial will be held. It is a...

Investigation - Cali Muni Offerings - The SEC is investigating "certain market practices" by participants in municipal securities transactions, according to the California treasurer’s office. More.

Davos: Bitcoin is not a currency - Davos: Bitcoin is not a currency - Jan. 26, 2018 : "Davos is clear on bitcoin: It's an interesting investment, but please don't call it a currency." Plus, a discussion of the latest hack on a cryptocurrency exchange.

Is Bitcoin A 'Busted Flush' As Price Falls 20% Below $10k? - Is Bitcoin A 'Busted Flush' As Price Falls 20% Below $10k? : "Is Bitcoin A 'Busted Flush' As Price Falls 20% Below $10k?"

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