Basel III: The final regulatory standard
Basel III’s finalized regulatory standards will have less impact than was first assumed, but banks still need a holistic approach to capital management.

How to make AI work for your business
A survey of more than 3,000 executives sheds light on how businesses are using AI, offering lessons for CEOs, as we explain in this article for Harvard Business Review.

Ladenburg Partners with The W Source™ to Facilitate Further Growth of Female Financial Advisors’ Businesses | Business Wire
Ladenburg Partners with The W Source™ to Facilitate Further Growth of Female Financial Advisors’ ...

SEC News - Fraud, Asset Freeze, and a Barred Adviser
SEC Charges Company and Executives in Oil-and-Gas Offering Fraud The SEC has charged a Dallas-bas...

SEC Halts Fraudulent ICO
ICO Investment? SEC Halts Unregistered ICO New investments bring new frauds, or sometimes just va...

SEC Proposes Targeted Changes to Public Liquidity Risk Management Disclosure
The SEC has proposed amendments to public liquidity-related disclosure requirements for certain o...

Lawmakers Push Back on Potential SEC Mandatory Arb Clauses | ThinkAdvisor
Lawmakers Push Back on Potential SEC Mandatory Arb Clauses | ThinkAdvisor : "Twenty-six Democrati...

SEC Freezes ICO Assets
SEC halts one of the largest 'ICOs' ever as it wades deeper into the murky world of cryptocurrenc...

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