SEC Files Charges in Oil Drilling Investment Scheme
The Securities and Exchange Commission today charged two Tennessee men and an accomplice in Fort ...

SEC Staff Publishes Report on Access to Capital and Market Liquidity
The SEC Division of Economic and Risk Analysis (DERA) today published a report describing trends ...

Perspectives on CCAR: Confronting uncertainty in the 2018 cycle
For the third year in a row, no bank failed the Comprehensive Capital Analysis and Review (CCAR) on quantitative grounds. And while regulatory uncertainty remains a challenge, banks have more to do to prepare for CCAR 2018 and to build their longe...

Donna Esau Named Associate Regional Director for Examinations in Atlanta Regional Office
The Securities and Exchange Commission today announced the promotion of Donna Esau to Associate R...

Jessica Magee Named Associate Regional Director for Enforcement in Fort Worth Office
The Securities and Exchange Commission today announced that Jessica B. Magee has been named the A...

SEC Issues Investigative Report Concluding DAO Tokens, a Digital Asset, Were Securities
The Securities and Exchange Commission issued an investigative report today cautioning market par...

SEC Names Bryan Wood as Director of the Office of Legislative and Intergovernmental Affairs
The Securities and Exchange Commission today announced that Bryan Wood has been named Director of...