A foundation for value in capital markets
Digital capabilities can fulfill their promise in the industry only if companies build them on a solid foundation: a strong data and application architecture.

SEC Stops Coin Offering
The Securities and Exchange Commission obtained an emergency asset freeze to halt a fast-moving I...

Reimagining the bank branch for the digital era
Even in an increasingly digital arena, the branch network can play a critical role in building trust and credibility, providing financial advice, offering convenience, and easing the transition to digital channels.

SEC Announces 2017 Government-Business Forum to Be Held at University of Texas at Austin
The Securities and Exchange Commission today announced it is partnering with the Herb Kelleher Ce...

Lawyers Charged With Assisting a Microcap Fraud Scheme
The Securities and Exchange Commission today charged two lawyers it alleges helped facilitate a m...

FINRA gets nod to streamline competency exams | On Wall Street
" A newly approved FINRA rule could result in more hiring within the industry. The SEC has approv...

FINRA Claims against Sandlapper Securities
Attorneys representing investors are investigating claims against a small broker dealer in South ...

SEC Exposes Two Initial Coin Offerings Purportedly Backed by Real Estate and Diamonds
The Securities and Exchange Commission today charged a businessman and two companies with defraud...

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